Senior / Lead Business Analyst - Controls Specialist

We are seeking a Senior / Lead Business Analyst - Controls Specialist to design, implement, and monitor control frameworks, ensuring compliance with various regulatory reporting requirements.

This role involves establishing key controls, metrics, and surveillance mechanisms to detect anomalies and drive continuous improvement in reporting accuracy and timeliness.

Responsibilities

• Design and implement control frameworks for regulatory reporting
• Develop KPIs, KRIs, and monitoring dashboards
• Perform control testing and effectiveness assessments
• Maintain control documentation and RCSA (Risk & Control Self-Assessment)
• Oversee data quality controls and reconciliation processes
• Establish key controls, metrics, and surveillance mechanisms to detect reporting anomalies
• Partner with first-line teams to embed controls and drive continuous improvement

Requirements

• 5-14 years of overall experience
• Knowledge of MiFID II, EMIR, Asia and CFTC, SEC, CAD regulatory reporting requirements
• Expertise in Kaizen and DROIT implementation
• Skills in developing KPIs, KRIs, and monitoring dashboards
• Capability to perform control testing and effectiveness assessments
• Proficiency in maintaining control documentation and RCSA